What We Do

When crafting an integrated wealth management plan, we draw on our expertise in the following areas.

  • Financial planning
  1. 401K Plan, IRA, Roth IRA, Retirement income and
    College expenses planning
  • Ongoing portfolio management
  1. Investment portfolio construction and Strategic Asset Allocation
  • Alternative Investments
  • Risk Management
  • Concentrated holdings
  • Estate planning
  • Business succession
  • Inter-generational wealth transfer
  • Philanthropy
Brol Capital Management, LLC
Brol Capital Management, LLC

Why Work With Us

Un-Conflicted advice: Our motivation is to provide our clients with advise that maximizes their probability of meeting their long term financial success. Brol Capital Management’s  success will result from our clients success.

Fiduciary:  Brol Capital Management acts as a Fiduciary with results in us placing our client’s interest ahead of our own.

On-going relationship:  As a fiduciary, Brol Capital Management provides on-going investment management of the financial plan we establish together.  This is completely contrary to the suitability standard followed by brokers which focus on a transaction based business.

Chartered Financial Analyst (CFA): The CFA designations is recognized worldwide as one of the most prestigious and respected designations for investment professionals. As a CFA centric firm, we are committed to being held to the highest ethical standards in all dealings with investor clients.

Analytic & Testimonial Expert

Mr. Brol has been providing analytic and testimonial expert witness services for over eight years. As a Registered Investment Advisor, Commodity Trading Advisor, and Chartered Financial Analyst (CFA), expertise extends to:

  • Evaluation of complex investment strategies
  • Quantitative modeling of damages
  • Portfolio and strategy risk analysis and risk metrics
  • Futures and options instruments and related strategies
  • Volatility based Investment Products
  • Hedge funds and alternative investments analysis
  • Best executions, trade cost evaluation, and liquidation analysis
  • Fiduciary duty
  • Industry standards and practices
Brol Capital Management, LLC