Expert Witness & Consulting Service

As an experienced investment professional with over thirty-seven years of investment management and consulting experience, Mr. Brol provides consulting and testifying expert witness services, which he has offered for the last eight years.

Currently, Mr. Brol is President and Chief Investment Officer of Brol Capital Management a registered investment advisor and commodity trading advisor that provides investment and wealth management services.

In addition, Mr. Brol is a Lecturer in Finance at the University of Alabama Huntsville where he teaches upper level and graduate level finance courses. Courses taught include: Investments, Financial Institutions and Markets, Financial Planning, Principles of Finance, Intermediate Corporate Finance, Advanced Corporate Finance, and Financial Decisions under Uncertainty (graduate level course).

As a Registered Investment Advisor, Commodity Trading Advisor and Chartered Financial Analyst (CFA), expertise extends to:

  • Evaluation of complex investment strategies.
  • Trade Cost Analysis and Best Execution.
  • Portfolio Liquidation resulting in damages.
  • Volatility Products and Strategies.
  • Options and futures instruments and related strategies
  • Quantitative modeling of damages
  • Portfolio and strategy risk analysis and risk metrics
  • Fiduciary Duties of RIA
  • Industry trade execution standards and practices
  • Modeling of Account Margin’s (Reg T and Customer Portfolio Margin)